最新のCFE-Fraud-Investigations-and-Legal-Issues問題集で試験を準備する

ACFE CFE-Fraud-Investigations-and-Legal-Issues 試験概要:

ACFE CFE-Fraud-Investigations-and-Legal-Issues 試験シラバストピック:

ACFE Certified Fraud Examiner (CFE) - Fraud Investigations and Legal Issues 認定 CFE-Fraud-Investigations-and-Legal-Issues 試験問題：

1. Each of the following is a common legal defense for tax evasion EXCEPT:

A) The taxpayer relied on an attorney or accountant.
B) The taxpayer has a mental illness.
C) The taxpayer has filed for bankruptcy.
D) There is no tax deficiency.

2. Which of the following questions would be MOST EFFECTIVE when establishing a baseline during an interview?

A) " Do you know who had access to the file? "
B) " Have you committed any misconduct against the company? "
C) " How long have you been in this department? "
D) " Are you familiar with the company ' s policies regarding ethics? "

3. Due to risks of illicit transactions, most jurisdictions require financial institutions to obtain information about which of the following from an institution with which they have a foreign correspondent relationship?

A) The institution ' s client loan profiles
B) The institution ' s branch addresses
C) The institution ' s tax statements
D) The institution ' s licenses or certifications

4. Which of the following is the MOST ACCURATE statement about serf-regulatory organizations (SROs) in the securities industry?

A) An SRO is a governmental entity that exercises regulatory authority over the securities industry in its jurisdiction
B) In most jurisdictions. SROs are prohibited from participating in the resolution of disputes related to securities transactions
C) In some jurisdictions SROs establish the standards and rules under which members of the securities industry operate
D) An SRO generally has sole regulatory authority over the securities industry in the jurisdiction in which it operates

5. A fraud examiner contacts a witness regarding an interview. If the respondent says. 'I'm too busy. " how should the fraud examiner react?

A) Stress that the interview will be short.
B) Explain that the respondent will be subject to discipline if they do not participate
C) Inquire about a more convenient time
D) Caution the witness that avoidance of the interview will be considered suspicious.

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